Jay Rosenzweig
Bruce Williams
Alan Zelnicker
Deanna MacDougal
Randy Manis
Brahm Braunstein
Caley Borden
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BRAHM BRAUNSTEIN
Principal
Brahm
Braunstein is a principal in our New York
office. He has a diverse financial services
background, rooted in governance, compliance and legal.
He has spent the bulk of his career on Wall Street,
working at senior levels for such entities as CIBC,
Barclays and UBS. Brahm has worked for bulge bracket
firms as well as smaller boutique and self-regulatory
organizations. He has experience on both the broker
dealer and the bank side of financial
firms. Brahm has experience working both in the U.S. as
well as internationally, primarily in Europe and Canada.
Brahm has worked with companies that needed to build up
from the bottom in terms of compliance culture as well
as new systems to provide for monitoring and
surveillance. Braham’s understanding and expertise of
the governance function allows
him to fully appreciate the importance of this area for
all businesses.
Brahm earned his B.A. in Economics from McGill
University in Montreal. He earned his JD in law from
Benjamin Cardozo School of Law and then went on to
complete a Masters in Banking Law at Boston University
School of Law.
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